Office of Internal Audit > Self-Assessment of Internal Controls

Office of Internal Audit
PO Box 1510
Pembroke, NC 28372

Phone: 910.775.4403
Fax: 910.521.6176
Email: larry.jacobs@uncp.edu

Location: Lumbee Hall, Room 324
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risk assessment

Name:
Title:
Phone Number:
Department:
Date Submitted:
Form: Risk Assessment Fiscal Year-End: 2005

Section A.


Yes	N/A	No
			1. Are there written policies and internal operating procedures to identify and react to changes that can have an adverse effect on the organization?
			2. Are there formal / informal mission or value statements established and communicated throughout the agency?
			3. Are objectives established for key areas (i.e. operations, financial reporting, compliance, etc.)?
			4. Are objectives periodically measured against actual results?
			5. Has management identified and analyzed entity risks relating to change, such as high turnover, new technology, new regulations, restructuring, or rapid growth?
			6. Has management analyzed the potential monetary impact associated with financial and operational risks?
			7. Are cost benefit studies performed before committing resources to changes?
			8. Are external resources consulted as needed?
Comments for section A. (please specify question number)
By clicking the Submit button, I do hereby certify, to the best of my knowledge, that the answers provided in this self-assessment of internal control is a true representation of the operations of this department.

Updated: Friday, July 22, 2005